Financial Services Authority Regulation and Risk-based Compliance
2nd Revised edition
Normal Price: $170.00
Your Price: $153.00 AUD, inc. GST
Shipping: $7.95 per order
You Save: $17.00! (10% off normal price)
Plus...earn $7.65 in Boomerang Bucks
Availability: Available to Backorder, No Due Date for Supply
Financial Services Authority Regulation and Risk-based Compliance by Stuart Bazley
Book DescriptionPreviously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.
Buy Financial Services Authority Regulation and Risk-based Compliance book by Stuart Bazley from Australia's Online Bookstore, Boomerang Books.
Book DetailsISBN: 9781845922498
(234mm x 156mm x 33mm)
Imprint: Tottel Publishing
Publisher: Bloomsbury Publishing PLC
Publish Date: 27-Dec-2006
Country of Publication: United Kingdom
Books By Author Stuart Bazley
Market Abuse Enforcement, Hardback (February 2013)
This new title is concerned with the interplay between the Financial Services Authority's ('FSA') statutory powers to impose administrative law sanctions on persons that have engaged in abuse in the financial markets and the statutory system of Tribunal accountability provided by the Financial Services and Markets Act 2000 ('the Act').
Risk-based Compliance, Paperback (June 2001)» View all books by Stuart Bazley
Designed to bring you practical information on the generic role of compliance, this book focuses on the due diligence mechanisms needed to ensure effective compliance throughout the financial services industry. It enables financial services professionals and their advisors to gain an understanding of the obligations that have been imposed on them.
» Have you read this book? We'd like to know what you think about it - write a review about Financial Services Authority Regulation and Risk-based Compliance book by Stuart Bazley and you'll earn 50c in Boomerang Bucks loyalty dollars (you must be a member - it's free to sign up!)
Bestselling Books: Our Current Bestsellers | Australia's Hottest 1000 Books | Bestselling Fiction | Bestselling Crime Mysteries and Thrillers | Bestselling Non Fiction Books | Bestselling Sport Books | Bestselling Gardening and Handicrafts Books | Bestselling Biographies | Bestselling Food and Drink | Bestselling History | Bestselling Travel Books | Bestselling School Textbooks & Study Guides | Bestselling Children's General Non-Fiction | Bestselling Young Adult Fiction | Bestselling Children's Fiction | Bestselling Picture Books | Top 100 US Bestsellers
Phone: 1300 36 33 32 (9am-5pm Mon-Fri AEST) - International: +61 2 9960 7998 - Online Form
Address: Boomerang Books, 878 Military Road, Mosman Junction, NSW, 2088
© 2003-2016. All Rights Reserved. Eclipse Commerce Pty Ltd - ACN: 122 110 687 - ABN: 49 122 110 687
For every $20 you spend on books, you will receive $1 in Boomerang Bucks loyalty dollars. You can use your Boomerang Bucks as a credit towards a future purchase from Boomerang Books. Note that you must be a Member (free to sign up) and that conditions do apply.