Call Boomerang Books 1300 36 33 32

Wishing all of our customers a very Merry Christmas and a Happy New Year - The Team at Boomerang Books

Description - Essential Strategies for Financial Services Compliance by Annie Mills

Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department's activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of their responsibilities are, what to do when things go wrong, and how to deal with unusual problems.

Buy Essential Strategies for Financial Services Compliance by Annie Mills from Australia's Online Independent Bookstore, Boomerang Books.

Book Details

ISBN: 9780470519042
ISBN-10: 0470519045
Format: Hardback
(251mm x 177mm x 27mm)
Pages: 374
Imprint: John Wiley & Sons Ltd
Publisher: John Wiley and Sons Ltd
Publish Date: 1-Jul-2008
Country of Publication: United Kingdom

Book Reviews - Essential Strategies for Financial Services Compliance by Annie Mills

» Have you read this book? We'd like to know what you think about it - write a review about Essential Strategies for Financial Services Compliance book by Annie Mills and you'll earn 50c in Boomerang Bucks loyalty dollars (you must be a Boomerang Books Account Holder - it's free to sign up and there are great benefits!)

Write Review

Author Biography - Annie Mills

Annie Mills (London, UK) has worked in the compliance industry for nearly 10 years, working in many areas of investment management and banking compliance. Currently she is Senior Compliance Officer, Global Banking and Advisory at Standard Bank, where she has held previous positions as Head of International Compliance Monitoring, and as Compliance Officer. During her time at Standard Bank, her compliance team won the 2005 Compliance Register Award for Best UK Compliance Department. Previous to Standard Bank, Mills worked for Grindlays Private Bank, Guardian Investment Holdings, and First Marathon Securities. She presently sits on the Examining Panel for the Securities and Investment Institute's Regulation and Compliance Diploma.