Call Boomerang Books 1300 36 33 32

Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.

Buy Financial Services Authority Regulation and Risk-based Compliance book by Stuart Bazley from Australia's Online Bookstore, Boomerang Books.

Book Details

ISBN: 9781845922498
ISBN-10: 1845922492
Format: Paperback
(234mm x 156mm x 33mm)
Pages: 520
Imprint: Tottel Publishing
Publisher: Bloomsbury Publishing PLC
Publish Date: 27-Dec-2006
Country of Publication: United Kingdom

Reviews

» Have you read this book? We'd like to know what you think about it - write a review about Financial Services Authority Regulation and Risk-based Compliance book by Stuart Bazley and you'll earn 50c in Boomerang Bucks loyalty dollars (you must be a member - it's free to sign up!)

Write Review


Books By Author Stuart Bazley

Market Abuse and Insider Dealing by Stuart Bazley

Market Abuse and Insider Dealing

Hardback, February 2016
$236.69
Market Abuse Enforcement by Stuart Bazley

Market Abuse Enforcement

Hardback, February 2013
$225.00
Risk-based Compliance by Stuart Bazley

Risk-based Compliance

Paperback, June 2001
$117.00