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Description - Financial Services by

Designed to be used before, during and after an investigation, "Financial Services: Investigations and Enforcement, 3rd Edition" contains the practical start-to-finish advice and direction that will guide you through this often complicated and highly stressful process with confidence. This highly practical step-by-step guide will provide the support and guidance that legal advisers will come to rely on when navigating an investigation or disciplinary enquiry. This new, fully updated second edition covers: the Strachan Review; new Listing Principles; the 'treating customers fairly' project; changes affecting the Financial Ombudsman Service; the introduction of FSA responsibility for insurance regulation; the Market Abuse Directive; and recent FSA action over rule breaches and key developments in the retail sector.

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Book Details

ISBN: 9781845922054
ISBN-10: 1845922050
Format: Paperback
(248mm x 156mm x mm)
Pages: 847
Imprint: Tottel Publishing
Publisher: Bloomsbury Publishing PLC
Publish Date: 1-Jan-2005
Country of Publication: United Kingdom

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